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CSI CSC1 Exam Syllabus Topics:

CSI Canadian Securities Course Exam 1 Sample Questions:

1. What is one atthe most important factors todetermine how muchof a product people buy or sell in a given marketplace?

A) Price level
B) Consumer satisfaction
C) Government spending
D) Maximized profits

2. What is one key feature of futures?

A) Both parties to me contract must participate in The future Trade.
B) Can trade on an exchange or over-the-counter market.
C) Parties are unable to offset the contract prior to expiration.
D) The buyer must pay theseller a feewhen the contract is entered Into.

3. What is a characteristicof provincial savings bonds?

A) Available only at a certain time
B) Backed by provincial assets
C) Mature every six months
D) Can be issued Internationally.

4. What is the normal shape of a yield curve?

A) Upward slops
B) Downward slope
C) Humped
D) inverted

5. Which preferredshare pays a fixed dividend rate based on the yield to maturity on the five-year benchmark Government at Canada bond?

A) Floating-rate preferred share.
B) Flexed/floating preferred share.
C) Fixed-rate perpetual preferred share.
D) Rate-reset preferred share.

Solutions: